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Compliance

Peter Sigismondi
Chief Compliance Officer
Ramirez Asset Management

Mr. Sigismondi is a registered general securities principal, registered municipal principal, registered options principal, general securities sales supervisor, operations professional, and a registered equity trader limited representative with 25 years of industry experience, serving in compliance, regulatory and supervisory roles, including most recently serving as a compliance officer for Goldman Sachs from 2000 to 2011 and a supervisor of examiners for FINRA (formerly NASD) from 1996 to 2000. He holds an MBA in Finance from Seton Hall University Stillman School of Business and a BA in Economics and English from Rutgers University. He is a member of the National Society of Compliance Professionals.